Keyword Analysis & Research: australian securities and exchange commission

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What is the role of the Australian Securities and Investment Commission?

The Australian Securities and Investments Commission (ASIC) is the regulator of Australia's markets and financial services. The ASIC ensures that Australia's financial markets are fair and transparent. The ASIC is an independent Commonwealth Government body established by the Australian Securities and Investments Commission Act of 2001 (ASIC Act).

Who does ASIC regulate?

Who Does ASIC Regulate. ASIC is also the markets regulator and ensures that financial markets are fair transparent markets and advises the Minister when new markets are being considered for authorization. As the financial services regulator, ASICS licenses and monitors financial service individuals.

Is ASIC investigating FTX Australia?

In a statement provided to The Guardian, a spokesperson for the regulator said: “Since March 2022, ASIC had made enquiries with FTX Australia about the financial products offered by FTX Australia.

What is the ASIC s912c notice?

Asic issued the s912C notice. In April, an internal market note said it was examining documents to “further understand whether offerings comply with the licence conditions and client money obligations”.


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